Kaplan Scaling Laws › The Experimental Foundation

Michael BrenndoerferJanuary 13, 20251 min read
Language AI HandbookAll chapters
Part 23 of 67Scaling Laws
Chapter 163Kaplan Scaling Laws › The Experimental Foundation
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Before examining the specific scaling laws, it helps to understand how these relationships were discovered. The Kaplan team trained hundreds of transformer language models across a wide range of sizes, from 768 parameters to 1.5 billion parameters. They varied three key quantities systematically:

  • Model parameters (N): The total number of trainable weights in the network, excluding embedding parameters
  • Dataset size (D): The number of tokens in the training corpus
  • Compute budget (C): The total floating-point operations used for training, measured in PetaFLOP-days

All models used the same architecture (decoder-only transformers), the same dataset (WebText2), and the same training procedure. This experimental design let them isolate each variable's effect and find clean power-law relationships.

Measuring Parameters

Kaplan et al. counted only non-embedding parameters when measuring model size. They excluded both input embeddings and output embeddings (weight tying was used) because embedding parameters scale differently with vocabulary size. When comparing to their equations, ensure you're using the same counting convention.